of a family member or intimate acquaintance. We did not find evidence of a protective effect of keeping a gun in the home, even in the small subgroup of cases that involved forced entry."
It is important to note that Kellermann's findings agree with many other studies. For example, the FBI reports that in 1993, only 1.7 percent of all handgun murders were justifiable homicides. Kellermann's team found that only 3.6 percent of the 420 homicides it studied were justifiable. The FBI found 19.1 percent of all homicides to be felony-related; Kellermann found 21.9 percent of those in the home to be felony-related. In 1994, the FBI found that only 13 percent of all murder victims were killed by strangers. Kellermann found that 3.6 percent of the domestic homicides were strangers and 17.4 percent were never identified. The FBI found that 12 percent of all killers in 1994 were related to the victim; Kellermann found this figure to be 12.4 percent in domestic homicides. (2)
Kellermann's research also confirms numerous studies like the one done by Linda Saltzman, which found that assaults by family members or intimate acquaintances are far more fatal when the weapon is a gun. (3) There are also many cohort and interrupted time-series studies that demonstrate a strong link between gun availability and homicide rates in the community. (4) Kellermann's study has now confirmed this correlation at the individual household level as well.
Criticisms of the study
Pro-gun advocates have raised a number of objections to this survey. The following are actual arguments taken from the Internet and the NRA: (5)
1. "99.8 percent of the protective uses of guns do not involve homicides," says Paul Blackman of the NRA. Defensive gun uses include waving the weapon, firing warning shots, wounding the intruder, etc.
It is simply untrue that researchers cannot measure the nonfatal protective benefits of firearms, or that Kellermann's survey failed to detect such a benefit. If firearms deter, scare away or wound intruders, then the murder victimization rate of gun owners should be lower than non-gun owners. The absence of a gun in the home would have been recognized as a murder risk, rather than the presence of a gun.
Kellermann's case-control method was ideally suited to detect such benefits, if they existed. For example, suppose that guns save 100,000 lives a year, through nonfatal means. Assuming a perfect protection rate, we would see no homicides in households with guns, and 100,000 in households without them. A case-control survey would find the risk associated with guns to be 0.0 -- a perfect benefit. But suppose (more realistically) that guns protect their owners only half the time. There might then be, say, 100,000 homicides in homes with guns and 200,000 in homes without them. A researcher using the case-control method would find that 33 percent of the cases and 50 percent of the controls owned guns, for an odds ratio of .50. Being less than 1, that's a very strong benefit.
Of course, Kellermann's survey found quite the opposite -- a risk 2.7 times greater.
2. Guns do not emit magic rays that control people's minds, or magnetize murderers to the doorstep.
This strawman argument is based on a false stereotype. Over 76 percent of the homicides were committed by a relative or acquaintance of the victim, and only 3.6 percent were verified as strangers breaking in. Furthermore, arguments and romantic triangles comprised half the homicides. But the most important point here is that a gun in the home only raised the risk of gun homicide -- not homicide by any other means. The most straightforward explanation is that greater gun availability transformed a normal family fight into something much more deadly.
3. People threatened by violence bought guns to defend themselves, hence the correlation between gun ownership and murder.
This is possible, but the number would only be very small, for the following reasons. The study already controlled for domestic violence, so the only way this could happen is if the murderer threatened the life of the victim before things escalated into violence. The victim would then have to buy a gun, which would fail to protect.
Several things make this unlikely. First, we would expect a history of violence to precede any threats or attempts on a person's life, which is, after all, the ultimate form of violence. Second, the study showed that gun ownership resulted in an increased risk in gun homicides only, not any other type of homicides. Why would the murderer restrict himself to a gun, and then only if the victim had a gun? Third, this makes a poor case for gun deterrence, since the correlation is only possible when the gun fails to protect. Again, the researchers found no protective benefits of gun ownership.
4. Kellermann's study didn't document whether a firearm used in a particular homicide was the same one kept in the home, or whether it might have been carried in by the murderer.
True, the study doesn't say, but the study's findings make it logically impossible for a significant number of these guns to have been brought in from the outside. The study found that keeping a gun in the house raised the chances of gun homicide only, not any other kind of homicide. It also found that it raised the chances of being killed by a family member or intimate acquaintance, not a stranger or non-intimate acquaintance. We can therefore eliminate the possibility that owning a gun raises the risk of a stranger breaking in (and then only with a gun!). The only alternative is that a family member or intimate acquaintance brought a second gun into the house on the day of the murder (any longer-term storage would have classified it as a "gun in the house"). That all murderers using handguns would do this seems highly implausible. It is also unlikely that these live-in murderers would restrict themselves to guns; we should expect to see other murder methods employed as well. The only plausible conclusion is that the vast majority of the guns used for homicide were the ones kept in the house.
Pro-gun advocates might try a different tack. If an angry spouse has a gun, the other might seek protection by buying a gun also. However, this strategy had to fail for the survey to find a correlation between gun ownership and homicide. This does nothing to rescue the pro-gunner's point that guns protect their owners.
5. Proxies for the murder victim were not asked if the gun had previously been used for self-defense.
What this objection is asking us to imagine is this: a gun prevents a murder from happening in, say, nine cases. But on the tenth it fails (by necessity, to produce the murder victim in question). If guns really provided this kind of protection, we could easily imagine that one of the previous nine murder attempts would have been successful, had the victim not possessed a gun. In that case, non-gun owners would have seen a higher murder rate. This is something the study would have found (see point 1), but it did not; it found a higher murder rate among gun owners. Pro-gunners might then argue that an individual facing a likely threat sought protection by buying a gun, hence the higher correlation. But this is the same argument rebutted in point 3. Ultimately, the pro-gunners starting assumption is incorrect. Guns do not prevent a series of threats, one of which ultimately succeeds; rather, guns enhance the possibility of murder.
6. "These people were highly susceptible to homicide," says Paul Blackman of the NRA. "We know that because they were killed."
If there is an Illogic Hall of Shame, this remark deserves to be emblazoned above its front entrance. By this reasoning, we should not put seat belts in cars, because people killed in car crashes were susceptible to those accidents anyway.
What Blackman is doing here is evoking a general risk for murder, while ignoring its specific risk multipliers. You may, in general, have an antagonistic person in your life given to flashes of murderous temper. But there are specific factors that may increase the risk of murder. Does he drink? Use drugs? Commit crime? Own a gun? Increasing any of these behaviors increases the risk. But it makes no sense to increase the risk multiplier, let someone get murdered, and then argue that the multiplier was not at fault, since the victim was obviously susceptible to murder anyway.
This argument also ignores one of the study's findings, that a gun in the home increased the risk of gun homicide only, and not any other method of homicide.
7. Of course if someone gets shot in their home, there's bound to be a gun in the home. And drowning victims are always found near water.
This is a variation of the Blackman argument above. Water is not the only thing correlated with drowning. There are all the usual risk multipliers, such as a lack of lifeguards, life jackets, warning signs, adult supervision, etc. And notice that this analogy is incorrect. The analogy of guns isn't to water; it's to a lack of lifeguards. The analogy to water is actually murder in general.
8. The majority of the homicides were not committed by guns, so could not have been committed by Kellermann's scary "guns in the home."
Homes that kept guns experienced an increase in homicides, but this increase was entirely due to gun-related homicides, not homicides by any other method. This objection misses the point.
9. The researchers did not include in their analysis those cases where the home-owner shot a non-resident intruder.
These cases were rare, but even so, this objection is irrelevant. The protective benefits of a gun would have still shown up in the different victimization rates of gun-owning and gun-less households. (See point 1.)
10. This study was conducted by medical doctors who were out of their league; this is an issue best left for criminologists.
Epidemiologists are highly experienced at using the case-control method to determine risk factors. This is how cigarette smoking was linked to lung cancer, for example. The statistical method is the same no matter what the risk factor, be it cigarettes, a virus, a missing vitamin or a gun. A good analogy is that of an astronomer using optics technology to make a breakthrough in optometry.
11. The use of the case-control method allows for spurious associations.
This objection is bogus, since it ignores the role of multivariate analysis.
12. A disproportionate number of survey respondents were criminals, hence the correlation between gun ownership and murder.
But the survey controlled for criminal backgrounds and domestic violence. The gun/murder correlation was reached after multivariate analysis factored these variables out.
13. The study was conducted in urban areas, which have high crime. This would promote both gun ownership and death in violent crimes.
But the survey controlled for neighborhoods. The researchers matched the control subjects by neighborhood to the case subjects.
14. Most of the victims were black, and blacks have a higher murder rate.
Irrelevant. The study controlled for race.
15. The victims typically had stunningly different lifestyles from the controls: more drinking, crime, drug use, domestic violence, etc.
Again, this objection ignores that multivariate analysis factored out all these variables. The "2.7 times" statistic measures gun possession alone (within the limits of the study's 31 variables).
16. The survey failed to ask about other variables.
The survey asked questions about 31 variables, but in a complex world it's always possible to think up more. Kellermann asked about the most obvious ones; even then, only six retained significance in the final analysis. If there were indeed a "missing variable," it would have to be extremely strong -- and probably extremely obvious as well -- to produce a murder risk of 2.7.
17. The survey failed to determine the strength of the variables (severity of drug use, domestic violence, crime, etc.)
Indeed, the study asked only "yes or no" questions about problems in the home. For example, it asked whether any member of the household had been arrested, without determining the severity of the criminal charge. However, just because the individual questions did not control for severity does not mean the entire study didn't, since it asked a total of 15 questions about behavior, many closely related to each other. But this is really an argument about refining the study's results, not overturning its conclusions, which would be highly unlikely.
18. The study underestimated the amount of drug use or other domestic problems, which was really the cause of an increased murder risk for gun owners.
Not true. After the researchers controlled for these other risks, the murder risk associated with guns increased, from 1.6 in the univariate analysis to 2.7 in the multivariate analysis. If the study had underestimated the amount of drug use or other domestic problems, then the true risk associated with guns would be even greater.
19. The number of guns in the control homes were underreported.
If this were true, this would indeed artificially raise the murder risk of having a gun in the home. Conversely, if the number of guns in the case homes were underreported, then this would artificially lower the murder risk associated with guns. But the authors do not believe this was a problem. First, in two of the three counties they studied, they compared their survey results to a pilot study of homes listed as the addresses of owners of registered handguns. The survey respondents' answers were found to be generally valid. Second, the rate of gun ownership by the control respondents in all three counties was comparable to estimates derived by previous social surveys and Cook's gun-prevalence index. (6)
Of course, respondents might not have disclosed possession of illegal guns. Pro-gunners argue that the case subjects were prevented from underreporting the possession of such guns, because murder itself is almost impossible to underreport. (It's difficult to hide either a corpse or a person's absence). And a murder causes the police to search -- and usually find -- the murder weapon, so the truth about gun ownership in the case homes probably came out. However, control subjects have not been investigated by the police for guns, nor do they desire such a search, so they may lie about possessing an illegal gun. The researchers were aware of this possibility, and they assured the respondents that their answers were confidential, and that they could freely refuse to answer any questions. Even so, only a very few respondents refused to answer a question. Ultimately, the possibility of underreporting remains pure speculation at the moment, and further research needs to clarify this question.
Conclusion
The Kellermann study is valid, if incomplete -- as any study must necessarily be. More research needs to be done on other possible variables contributing to the murder rate, although Kellermann has apparently identified the most important ones. The results could be refined by determining the severity of some factors, like criminal background. And it would be good to reconfirm the honesty of the respondents' answers. But the study itself is sound, and gun-control advocates can use it with confidence.
Return to Overview
Endnotes:
1. Arthur Kellermann et. al., "Gun Ownership as a Risk Factor for Homicide in the Home," The New England Journal of Medicine, October 7, 1993, pp. 1084-1091.
2. Federal Bureau of Investigations, Crime in the United States, annual.
3. Linda Saltzman, et. al., "Weapon Involvement and Injury Outcomes in Family and Intimate Assaults," Journal of the American Medical Association, 1992;267, pp. 3043-7.
4. A.J. Reiss, Jr. and J.A. Roth, eds., Understanding and Preventing Violence: Panel on the Understanding and Control of Violent Behavior (Washington D.C.: National Academy Press, 1993), pp. 42-97; P.J. Cook, "The Effect of Gun Availability on Robbery and Robber Murder: A Cross Section Study of Fifty Cities," Policy Stud Rev Annu 1979;3, pp. 743-81; J.H. Sloan, A.L. Kellermann, D.T. Reay, et. al., "Handgun Regulations, Crime, Assaults, and Homicide: a Tale of Two Cities," New England Journal of Medicine, 1988;319, pp. 1256-62; C. Loftin, et. al., "Effects of Restrictive Licensing of Handguns on Homicide and Suicide in the District of Columbia," New England Journal of Medicine, 1991;325, pp. 1615-20.
5. I am deeply indebted to Tim Lambert of the University of New South Wales for providing many of these objections and rebuttals, which came from his archived postings to the Internet newsgroup talk.politics.guns. Many of the responses here are based on his answers.
6. J.D. Wright, P. Rossi, K. Daly, E. Weber-Burdin, "Weapons, crime and violence in America: a literature review and research agenda," (Washington, D.C.: Government Printing Office, 1983), pp. 212-60, 361-411; P.J. Cook, "The effect of gun availability on robbery and robber murder: a cross section study of fifty cities," Policy Stud Rev Annu 1979; 3, pp. 743-81."
--mentalcritic
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